exchange broker

[iksˈtʃeindʒ ˈbrəʊkə]
  • 释义

    交易所经纪人,汇票掮客,外汇经纪人;

数据更新时间:2025-11-14 06:29:13
1、

Included in the monetary penalties is a$ 200 million payment to the Securities and Exchange Commission to settle charges that UBS acted as an unregistered broker-dealer and investment adviser.

上述罚金包括了向美国证券交易委员会(SEC)支付的2亿美元,从而就瑞银从事未登记经纪自营商和投资顾问业务的诉讼达成和解。

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2、

It was improper of the broker to withhold the information from the stock exchange.

股票经纪人对交易所隐瞒信息的行为是不正当的.

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3、

He is a foreign exchange broker.

他是个外汇经纪人.

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4、

Look for loans that are for sale either by contacting lenders directly as a loan broker or by searching on a public loan exchange.

直接通过房屋中介,或者是公开的房贷交易网搜寻合适的抵押物都是安全可行的做法。

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5、

As broker-dealers, regulated more lightly by the Securities and Exchange Commission, they were free to put large dollops of capital to work, providing liquidity, making markets and assuming risk.

作为经纪交易商,略受证券交易委员会监管,它们可以自由地运作巨额资本,提供流动性,形成市场并评估风险。

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